0000921895-16-003211.txt : 20160208 0000921895-16-003211.hdr.sgml : 20160208 20160208171447 ACCESSION NUMBER: 0000921895-16-003211 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20160208 DATE AS OF CHANGE: 20160208 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Resolute Forest Products Inc. CENTRAL INDEX KEY: 0001393066 STANDARD INDUSTRIAL CLASSIFICATION: PAPER MILLS [2621] IRS NUMBER: 980526415 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83334 FILM NUMBER: 161396404 BUSINESS ADDRESS: STREET 1: 111 DUKE STREET STREET 2: SUITE 5000 CITY: MONTREAL STATE: A8 ZIP: H3C 2MI BUSINESS PHONE: 514-875-2515 MAIL ADDRESS: STREET 1: 111 DUKE STREET STREET 2: SUITE 5000 CITY: MONTREAL STATE: A8 ZIP: H3C 2MI FORMER COMPANY: FORMER CONFORMED NAME: AbitibiBowater Inc. DATE OF NAME CHANGE: 20070313 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Alpine Investment Management, LLC CENTRAL INDEX KEY: 0001508822 IRS NUMBER: 431945310 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 8000 MARYLAND AVE. STREET 2: SUITE 700 CITY: CLAYTON STATE: MO ZIP: 63105 BUSINESS PHONE: 314-932-1010 MAIL ADDRESS: STREET 1: 8000 MARYLAND AVE. STREET 2: SUITE 700 CITY: CLAYTON STATE: MO ZIP: 63105 SC 13G 1 sc13g08667res_02082016.htm SCHEDULE 13G sc13g08667res_02082016.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
 
(Amendment No.   )1
 

Resolute Forest Products Inc.
 (Name of Issuer)
 
Common Stock, $0.001 Par Value
 (Title of Class of Securities)
 
76117W 10 9
 (CUSIP Number)
 
January 28, 2016
 (Date of Event Which Requires Filing of this Statement)
 
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
   o  Rule 13d-1(b)
 
   x  Rule 13d-1(c)
 
   o  Rule 13d-1(d)
 
 

_______________
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
      The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
CUSIP NO. 76117W 10 9
 
1
NAME OF REPORTING PERSON
 
Alpine Investment Management, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Missouri
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
- 0 -
6
SHARED VOTING POWER
 
4,563,608
7
SOLE DISPOSITIVE POWER
 
- 0 -
8
SHARED DISPOSITIVE POWER
 
4,563,608
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,563,608
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.1%
12
TYPE OF REPORTING PERSON
 
IA

 
2

 
CUSIP NO. 76117W 10 9
 
1
NAME OF REPORTING PERSON
 
Alpine Partners Management, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Missouri
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
- 0 -
6
SHARED VOTING POWER
 
84,000
7
SOLE DISPOSITIVE POWER
 
- 0 -
8
SHARED DISPOSITIVE POWER
 
84,000
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
84,000
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
Less than 1%
12
TYPE OF REPORTING PERSON
 
HC

 
3

 
CUSIP NO. 76117W 10 9
 
1
NAME OF REPORTING PERSON
 
MQR, L.P.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
- 0 -
6
SHARED VOTING POWER
 
84,000
7
SOLE DISPOSITIVE POWER
 
- 0 -
8
SHARED DISPOSITIVE POWER
 
84,000
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
84,000
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
Less than 1%
12
TYPE OF REPORTING PERSON
 
PN

 
4

 
CUSIP NO. 76117W 10 9
 
1
NAME OF REPORTING PERSON
 
ACR Multi-Strategy Quality Return (MQR) Fund
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
- 0 -
6
SHARED VOTING POWER
 
69,768
7
SOLE DISPOSITIVE POWER
 
- 0 -
8
SHARED DISPOSITIVE POWER
 
69,768
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
69,768
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
Less than 1%
12
TYPE OF REPORTING PERSON
 
IV

 
5

 
CUSIP NO. 76117W 10 9
 
1
NAME OF REPORTING PERSON
 
Nicholas V. Tompras
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
- 0 -
6
SHARED VOTING POWER
 
4,563,608
7
SOLE DISPOSITIVE POWER
 
- 0 -
8
SHARED DISPOSITIVE POWER
 
4,563,608
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
4,563,608
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
5.1%
12
TYPE OF REPORTING PERSON
 
HC

 
6

 
CUSIP NO. 76117W 10 9
 
Item 1(a).
Name of Issuer:

Resolute Forest Products Inc.

Item 1(b).
Address of Issuer’s Principal Executive Offices:

111 Duke Street, Suite 5000
Montreal, Quebec, Canada H3C 2M1
 
Item 2(a).
Name of Person Filing:
 
This statement is filed by:
 
 
·
Alpine Investment Management, LLC (“Alpine”), a Missouri limited liability company;
 
 
·
Alpine Partners Management, LLC (“APM”), a Missouri limited liability company;
 
 
·
MQR, L.P. (“MQR”), a Delaware limited partnership;
 
 
·
ACR Multi-Strategy Quality Return (MQR) Fund (“ACR”), a non-diversified series of Investment Managers Series Trust II, a Delaware statutory trust; and
 
 
·
Nicholas V. Tompras.
 
Each of the foregoing is referred to as a “Reporting Person” and collectively as the “Reporting Persons.”
 
Alpine serves as the Investment Manager of MQR, ACR and accounts it separately manages (the “Separately Managed Accounts”).  APM is the General Partner of MQR. Nicholas V. Tompras is the Managing Member, President and Chief Investment Officer of Alpine and the Managing Member of APM.  By virtue of these relationships, each of Alpine, APM and Mr. Tompras may be deemed to beneficially own the Issuer’s Common Stock, $0.001 par value (the “Shares”), owned directly by MQR, and each of Alpine and Mr. Tompras may be deemed to beneficially own the Shares owned directly by ACR and the Separately Managed Accounts.
 
Item 2(b).
Address of Principal Business Office or, if none, Residence:
 
The principal business address of each of the Reporting Persons is 8000 Maryland Avenue, Suite 700, Saint Louis, Missouri 63105.
 
Item 2(c).
Citizenship:
 
Each of Alpine and APM are organized under the laws of the State of Missouri.  MQR is organized under the laws of the State of Delaware.  ACR is organized as a non-diversified series of Investment Managers Series Trust II, a statutory trust organized under the laws of the State of Delaware.  Nicholas V. Tompras is a citizen of the United States of America.
 
 
7

 
CUSIP NO. 76117W 10 9
 
Item 2(d).
Title of Class of Securities:
 
Common Stock, $0.001 par value
 
Item 2(e).
CUSIP Number:
 
76117W 10 9
 
Item 3.
If this statement is filed pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
 
/X/
Not Applicable
 
 
(a)
/  /
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
 
 
(b)
/  /
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
 
 
(c)
/  /
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
 
 
(d)
/  /
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
 
(e)
/  /
Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E).
 
 
(f)
/  /
Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F).
 
 
(g)
/  /
Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G).
 
 
(h)
/  /
Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
 
(i)
/  /
Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3).
 
 
(j)
/  /
Non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J).
 
 
(k)
/  /
Group, in accordance with Section 240.13d-1(b)(1)(ii)(K).
 
Item 4.
Ownership.
 
All ownership information reported in this Item 4 is as of February 4, 2016.
 
 
(a)
Amount beneficially owned:
 
MQR owns directly 84,000 Shares.  ACR owns directly 69,768 Shares.  The Separately Managed Accounts own directly 4,409,840 Shares.
 
As the Investment Manager of MQR, ACR and the Separately Managed Accounts, Alpine may be deemed to beneficially own the 4,563,608 Shares owned directly by MQR, ACR and the Separately Managed Accounts.  As the General Partner of MQR, APM may be deemed to beneficially own the 84,000 Shares owned directly by MQR.  As the Managing Member, President and Chief Investment Officer of Alpine and the Managing Member of APM, Mr. Tompras may be deemed to beneficially own the 4,563,608 Shares owned directly by MQR, ACR and the Separately Managed Accounts.
 
 
8

 
CUSIP NO. 76117W 10 9
 
The filing of this Schedule 13G shall not be construed as an admission that the Reporting Persons are, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, the beneficial owners of any of the Shares reported herein.  Each of the Reporting Persons specifically disclaims beneficial ownership of the Shares reported herein that are not owned directly by such Reporting Person.
 
 
(b)
Percent of class
 
The aggregate percentage of Shares reported owned by each person named herein is based upon 89,306,132 Shares outstanding, as of October 30, 2015, which is the total number of Shares outstanding as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 9, 2015.
 
The 84,000 Shares owned directly by MQR represent less than 1% of the outstanding Shares.  The 69,768 Shares owned directly by ACR represent less than 1% of the outstanding Shares.  The 4,409,840 Shares owned directly by the Separately Managed Accounts represent approximately 4.9% of the outstanding Shares.
 
By virtue of its relationships with MQR, ACR and the Separately Managed Accounts, Alpine may be deemed to beneficially own the 4,563,608 Shares owned directly by MQR, ACR and the Separately Managed Accounts, representing approximately 5.1% of the outstanding Shares.  By virtue of its relationship with MQR, APM may be deemed to beneficially own the 84,000 Shares owned directly by MQR, representing less than 1% of the outstanding Shares.  By virtue of his relationships with Alpine and APM, Mr. Tompras may be deemed to beneficially own the 4,563,608 Shares owned directly by MQR, ACR and the Separately Managed Accounts, representing approximately 5.1% of the outstanding Shares.
 
This Schedule 13G reports an aggregate of 4,563,608 Shares, representing approximately 5.1% of the outstanding Shares.
 
 
(c)
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote
 
0 Shares
 
 
(ii)
Shared power to vote or to direct the vote
 
MQR, Alpine, APM and Mr. Tompras share the power to vote or direct the vote of the 84,000 Shares owned directly by MQR.
 
ACR, Alpine and Mr. Tompras share the power to vote or direct the vote of the 69,768 Shares owned directly by ACR.
 
Alpine and Mr. Tompras share the power to vote or direct the vote of the 4,409,840 Shares owned directly by the Separately Managed Accounts.
 
 
9

 
CUSIP NO. 76117W 10 9
 
 
(iii)
Sole power to dispose or to direct the disposition of
 
0 Shares
 
 
(iv)
Shared power to dispose or to direct the disposition of
 
MQR, Alpine, APM and Mr. Tompras share the power to dispose or direct the disposition of the 84,000 Shares owned directly by MQR.
 
ACR, Alpine and Mr. Tompras share the power to dispose or direct the disposition of the 69,768 Shares owned directly by ACR.
 
Alpine and Mr. Tompras share the power to dispose or direct the disposition of the 4,409,840 Shares owned directly by the Separately Managed Accounts.
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  ].
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable.
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
Not Applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
See Exhibit 99.1.
 
Item 9.
Notice of Dissolution of Group.
 
Not Applicable.
 
Item 10.
Certifications.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
10

 
CUSIP NO. 76117W 10 9
 
SIGNATURES
 
After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
 
Dated: February 8, 2016
 
 
Alpine Investment Management, LLC
   
 
By:
/s/ Nicholas V. Tompras
   
Nicholas V. Tompras
   
Managing Member, President and Chief Investment Officer


 
Alpine Partners Management, LLC
   
 
By:
/s/ Nicholas V. Tompras
   
Nicholas V. Tompras
   
Managing Member


 
MQR, L.P.
   
 
By:
Alpine Investment Management, LLC
     
 
By:
/s/ Nicholas V. Tompras
   
Nicholas V. Tompras
   
Managing Member, President and Chief Investment Officer


 
ACR Multi-Strategy Quality Return (MQR) Fund
   
 
By:
Alpine Investment Management, LLC
     
 
By:
/s/ Nicholas V. Tompras
   
Nicholas V. Tompras
   
Managing Member, President and Chief Investment Officer


 
/s/ Nicholas V. Tompras
 
Nicholas V. Tompras
 
 
11

 
EX-99.1 2 ex991to13g08667res_02082016.htm JOINT FILING AGREEMENT ex991to13g08667res_02082016.htm
Exhibit 99.1
 
JOINT FILING AGREEMENT
 
In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing on behalf of each of them of a Statement on Schedule 13G (including additional amendments thereto) with respect to the shares of Common Stock, par value $0.001 per share, of Resolute Forest Products Inc. This Joint Filing Agreement shall be filed as an Exhibit to such Statement.
 
Dated: February 8, 2016
 
 
Alpine Investment Management, LLC
   
 
By:
/s/ Nicholas V. Tompras
   
Nicholas V. Tompras
   
Managing Member, President and Chief Investment Officer


 
Alpine Partners Management, LLC
   
 
By:
/s/ Nicholas V. Tompras
   
Nicholas V. Tompras
   
Managing Member


 
MQR, L.P.
   
 
By:
Alpine Investment Management, LLC
     
 
By:
/s/ Nicholas V. Tompras
   
Nicholas V. Tompras
   
Managing Member, President and Chief Investment Officer


 
ACR Multi-Strategy Quality Return (MQR) Fund
   
 
By:
Alpine Investment Management, LLC
     
 
By:
/s/ Nicholas V. Tompras
   
Nicholas V. Tompras
   
Managing Member, President and Chief Investment Officer


 
/s/ Nicholas V. Tompras
 
Nicholas V. Tompras